Architecture Governance

Introduction | design Governance frame | style Governance in Practice

This chapter gives a framework and also guidelines for style governance.

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This section describes the nature that governance, and also the levels of governance.

Levels of governance within the Enterprise

Architecture governance is the practice and orientation through which enterprise architectures and also other architectures space managedand controlled at an enterprise-wide level.

Architecture governance commonly does not operate in isolation, yet within a pecking order of governance structures, which,particularly in the larger enterprise, can include every one of the following as unique domains through their own self-controls andprocesses:

Corporate governanceTechnology governanceIT governanceArchitecture governance

Each of these domain names of administration may exist at multiple geographical levels - global, regional, and also local - in ~ the overallenterprise.

Corporate governance is thus a wide topic, past the scope of an enterprise design framework such together TOGAF.

This and related subsections are concentrated on architecture governance; however they define it in the context of enterprise-widegovernance, because of the hierarchy of governance structures within which it frequently operates, as explained above.

In particular, this and following part aim to:

Provide review of the nature of administration as a technique in its very own rightDescribe the administration context in which style governance typically functions in ~ the enterpriseDescribe an design Governance frame that can be adjusted and used in practice, both because that enterprise architecture andfor other develops of it architectureThe Nature that GovernanceGovernance: A generic Perspective

Governance is essentially about ensuring that service is conducted properly. It is less about overt control and strictadherence come rules, and more about guidance and also effective and also equitable intake of sources to ensure sustainability of anorganization"s strategic objectives.

The complying with outlines the an easy principles of corporate governance, as established by the organization for financial Co-operationand advancement (OECD):

Focuses top top the rights, roles, and also equitable therapy of shareholdersDisclosure and transparency and also the responsibilities of the boardEnsures: Sound strategy guidance that the organizationEffective security of management by the boardBoard accountability for the agency and to the shareholdersBoard"s responsibilities: Reviewing and guiding corporate strategySetting and monitoring accomplishment of management"s power objectives

Supporting this, the OECD considers a timeless view of administration as: "... The device by which business corporations aredirected and also controlled. The corporate administration structure states the circulation of rights and also responsibilities amongdifferent entrants in the copy, group - such together the board, managers, shareholders, and other stakeholders - and also spells out therules and procedures for making decisions on this firm affairs. By law this, it likewise provides the structure through i m sorry thecompany missions are set, and also the means of attaining those objectives and monitoring performance" .

The attributes of Governance

The following attributes have been adapted from Naidoo (2002) and are positioned right here to highlight both the value andnecessity for administration as strategy to be embraced within organizations and their dealings v all connected parties:

DisciplineAll connected parties will have actually a commitment to adhere to procedures, processes, and authority structures established by theorganization.TransparencyAll actions implemented and their decision assistance will be easily accessible for investigate by authorized organization and providerparties.IndependenceAll processes, decision-making, and also mechanisms provided will be developed so regarding minimize or prevent potential disputes ofinterest.AccountabilityIdentifiable teams within the organization - e.g., administration boards who take action or do decisions - are authorized andaccountable for their actions.ResponsibilityEach contracted party is required to plot responsibly come the organization and also its stakeholders.FairnessAll decision taken, procedures used, and their implementation will not be enabled to create unfair advantage to any type of oneparticular party.Technology Governance

Technology governance is a an essential capability, requirement, and source for most organizations because of the ubiquity oftechnology throughout the business spectrum.

Recent researches have presented that plenty of organizations have actually a balance in favor of intangibles quite than tangibles that requiremanagement. Provided that most of these intangibles space informational and digital assets, the is evident that businesses are becomingmore reliant ~ above IT: and the governance of it - IT governance - is as such becoming one even an ext important component of technologygovernance.

These trends likewise highlight the dependencies of businesses on not only the info itself but also the processes, systems,and structures that create, deliver, and consume it. Together the shift to enhancing value with intangibles rises in manyindustry sectors, for this reason risk management must be considered as vital to understanding and also moderating new challenges, threats, andopportunities.

Not just are organizations increasingly dependent on that for your operations and also profitability, but also their reputation,brand, and ultimately their worth are also dependent ~ above that same information and also the supporting technology.

IT Governance

IT governance provides the framework and structure that links IT resources and also information to companies goals and strategies.Furthermore, IT administration institutionalizes ideal practices because that planning, acquiring, implementing, and also monitoring it performance,to ensure that the enterprise"s the assets support its company objectives.

In current years, IT administration has become integral to the effective governance of the modern enterprise. Enterprise areincreasingly dependent on IT to support an essential business functions and also processes; and also to properly gain competitive advantage,businesses need to regulate effectively the complex technology that is pervasive transparent the organization, in order come respondquickly and also safely to business needs.

In addition, regulatory environments around the civilization are progressively mandating stricter enterprise manage over information,driven by boosting reports of info system disasters and electronic fraud. The management of IT-related risk is now widelyaccepted together a key part of companies governance.

It complies with that an IT governance strategy, and also an suitable organization because that implementing the strategy, must be establishedwith the backing of optimal management, clarifying that owns the enterprise"s the resources, and, in particular, who has actually ultimateresponsibility for their enterprise-wide integration.

An it Governance frame - COBIT

As with corporate governance, IT governance is a wide topic, beyond the limit of an enterprise design framework together asTOGAF. A an excellent source of comprehensive information ~ above IT governance is the COBIT structure (Control missions for details andrelated Technology). This is an open up standard for manage over IT, developed and advocated by the IT administration Institute, andpublished by the details Systems Audit and also Control structure (ISACF).

COBIT also provides a generally accepted standard for an excellent IT security and also control techniques to assistance the demands of enterprisemanagement in determining and monitoring the appropriate level of the security and also control for your organizations.

The IT administration Institute has also developed and also built into the COBIT structure a set of administration Guidelines because that COBIT,which consists Maturity Models, crucial Success factors (CFSs), vital Goal indications (KGIs), and crucial Performance Indicators(KPIs). The framework responds come management"s require for control and measurability the IT, by providing management v tools toassess and also measure their organization"s the environment versus the IT processes that COBIT identifies.

Architecture Governance: OverviewArchitecture governance Characteristics

Architecture administration is the practice and also orientation whereby enterprise architectures and other architectures space managedand managed at an enterprise-wide level. It contains the following:

Implementing a device of controls over the creation and also monitoring of all architectural components and also activities, come ensurethe efficient introduction, implementation, and also evolution that architectures within the organizationImplementing a mechanism to certain compliance v internal and also external standards and regulatory obligationsEstablishing processes that support efficient management that the over processes within agreed parametersDeveloping techniques that certain accountability come a clearly identified stakeholder community, both inside and also outside theorganizationArchitecture governance as a Board-Level Responsibility

As mentioned above, IT administration has recently become a board responsibility as part of overall business governance. Thegovernance of an organization"s architectures is a crucial factor in reliable IT/business linkage, and is thus increasinglybecoming a crucial board-level responsibility in its very own right.

This section aims to provide the incentive for opened up IT and architecture administration so the the organization responsibilitiesassociated v architecture activities and artefacts have the right to be elucidated and also managed.

TOGAF and also Architecture Governance

Phase G of the TOGAF ADM (see component II: style Development an approach (ADM), phase G: Implementation Governance) is devoted to implementation governance, i m sorry concernsitself through the realization of the design through readjust projects. Implementation administration is just one facet ofarchitecture governance, which covers the management and also control of all facets of the advancement and evolution of enterprisearchitectures and also other architectures within the enterprise.

Architecture governance needs to be sustained by an style Governance structure (described in information in style Governance Framework) i beg your pardon assists in identifying effective processes so that the businessresponsibilities associated with design governance deserve to be elucidated, communicated, and also managed effectively.

Architecture governance Framework

This section explains a conceptual and organizational framework for architecture governance.

As previously explained, step G of the TOGAF ADM (see part II: Architecture development Method(ADM), phase G: Implementation Governance) is devoted to implementation governance,which concerns itself v the currently of the style through adjust projects.

Implementation governance is simply one aspect of style governance, which covers the management and control of all aspectsof the advancement and evolution of companies architectures and other architectures in ~ the enterprise.

Architecture administration needs come be sustained by an style Governance Framework, defined in detail below. The governanceframework explained is a generic structure that deserve to be adapted to the existing governance atmosphere of one enterprise. That isintended to aid in identifying efficient processes and also organizational structures, so the the service responsibilitiesassociated with design governance have the right to be elucidated, communicated, and managed effectively.

Architecture Governance frame - conceptual StructureKey Concepts

Conceptually, design governance is an approach, a collection of processes, a social orientation, and collection of ownedresponsibilities the ensure the integrity and effectiveness of the organization"s architectures.

The crucial concepts are shown in design Governance structure - theoretical Structure .

Figure: design Governance structure - theoretical Structure

The break-up of process, content, and context are vital to the assistance of the design governance initiative, by permitting theintroduction of brand-new governance material (legal, regulatory, standards-based, or legislative) without unduly impacting theprocesses. This content-agnostic method ensures the the structure is flexible. The procedures are frequently independent of thecontent and implement a proven best practice method to active governance.

The style Governance frame is integral to the enterprise Continuum, and manages all content pertinent both to thearchitecture itself and also to design governance processes.

Key architecture Governance Processes

Governance processes are compelled to identify, manage, audit, and disseminate all details related come architecturemanagement, contracts, and implementation. These administration processes will be provided to ensure the all style artefacts andcontracts, principles, and also operational-level agreements space monitored ~ above an recurring basis through clear auditability of all decisionsmade.

Policy Management and Take-On

All architecture amendments, contracts, and also supporting info must come under governance through a formal procedure in orderto register, validate, ratify, manage, and publish new or to update content. These procedures will ensure the orderly integration withexisting governance content such the all relevant parties, documents, contracts, and supporting information are controlled andaudited.


Compliance assessments versus Service Level Agreements (SLAs), work Level Agreements (OLAs), standards, and also regulatoryrequirements will be imposed on an ongoing basis come ensure stability, conformance, and performance monitoring. Theseassessments will be reviewed and either embraced or rejected depending on the criteria identified within the governance framework.


A Compliance Assessment can be rejected wherein the topic area (design, operational, organization level, or technology) room notcompliant. In this situation the subject area can:

Be changed or realigned in stimulate to satisfy the compliance requirementsRequest a dispensation

Where a Compliance assessment is rejected, an alternative route to conference interim conformance is detailed through dispensations.These space granted for a given time period and set of determined service and operational criteria that need to be enforced during thelifespan that the dispensation. Dispensations space not granted indefinitely, however are provided as a device to for sure that company levelsand operational levels space met while providing a level adaptability in their implementation and also timing. The time-bound nature ofdispensations ensures that they are a major trigger in the compliance cycle.

Monitoring and Reporting

Performance monitoring is required to ensure that both the operational and also service elements are managed versus an agreed collection ofcriteria. This will include monitoring against service and operational-level agreements, feedback for adjustment, andreporting.

Internal management information will be considered in setting Management .

Business Control

Business manage relates come the procedures invoked to ensure compliance v the organization"s organization policies.

Environment Management

This identifies every the services required to ensure that the repository-based atmosphere underpinning the administration frameworkis effective and efficient. This includes the physical and logical repository management, access, communication, training, andaccreditation of every users.

All architecture artefacts, company agreements, contracts, and also supporting details must come under governance through aformal procedure in order come register, validate, ratify, manage, and also publish brand-new or updated content. These procedures will ensure theorderly integration v existing governance content such the all relevant parties, documents, contracts, and also supportinginformation are managed and audited.

The governance atmosphere will have actually a variety of administrative processes characterized in order to effect a managed service andprocess environment. These processes will incorporate user management, inner SLAs (defined in bespeak to manage its very own processes),and management information reporting.

Architecture Governance frame - organizational StructureOverview

Architecture administration is the practice and orientation through which enterprise architectures and also other architectures space managedand controlled. In order to ensure the this manage is efficient within the organization, that is essential to have actually the correctorganizational structures developed to assistance all governance activities.

An design governance framework for properly implementing the technique described in this section will typically includethe adhering to levels, which might in exercise involve a combination of present IT administration processes, business structures,and capabilities. Lock will commonly include the following:

Global administration boardLocal governance boardDesign authoritiesWorking parties

The design organization portrayed in style Governance structure - OrganizationalStructure highlights the major structural facets required for an architecture governance initiative. While each enterprisewill have differing requirements, it is expected that the basics the the organizational design shown in architecture Governance framework - business Structure will be applicable and also implementable in a widevariety of organizational types.

Figure: architecture Governance framework - business StructureKey Areas

Architecture Governance structure - business Structure identify three key areas ofarchitecture management: Develop, Implement, and also Deploy. Each of these is the responsibility of one or much more groups in ~ theorganization, if the companies Continuum is presented to assistance all tasks and artefacts linked with the governance of thearchitectures throughout your lifecycle.

The develop responsibilities, processes, and also structures are usually attached to the TOGAF ADM and its usage, when the Implementresponsibilities, processes, and also structures are frequently linked to step G (see part II: ArchitectureDevelopment method (ADM), phase G: Implementation Governance).

As stated above, the design Governance frame is integral to the enterprise Continuum, and manages all contentrelevant both come the architectures themselves and to design governance processes.

Operational Benefits

As illustrated in design Governance structure - organizational Structure , the governance of theorganization"s architectures provides not only direct control and also guidance that their development and implementation, yet alsoextends into the to work of the imposed architectures.

The following benefits have been found to be derived through the proceeding governance of architectures:

Links it processes, resources, and also information to organizational strategies and objectivesIntegrates and also institutionalizes IT best practicesAligns with industry frameworks such as COBIT (planning and organizing, acquiring and implementing, delivering and also supporting,and security IT performance)Enables the company to take it full benefit of the information, infrastructure, and hardware and also software assetsProtects the basic digital heritage of the organizationSupports regulatory and best practice needs such as auditability, security, responsibility, and also accountabilityPromotes visible danger management

These benefits position the TOGAF design Governance structure as an approach, a collection of processes, a culturalorientation, and a collection of owned responsibilities, that with each other ensure the integrity and also effectiveness of the organization"sarchitectures.

Architecture administration in Practice

This section offers practical guidelines because that the efficient implementation of style governance.

Architecture governance - vital Success Factors

It is crucial to think about the complying with to certain a successful strategy to style governance, and to the effectivemanagement of the design Contract:

Establishment and also operation of ideal practices for the submission, adoption, re-use, reporting, and retirement that architecturepolicies, procedures, roles, skills, business structures, and also support servicesEstablishment that the correct business responsibilities and structures to assistance the design governance processesand reporting requirementsIntegration that tools and also processes to facilitate the take-up the the processes, both procedurally and culturallyManagement the criteria because that the manage of the architecture governance processes, dispensations, compliance assessments, SLAs,and OLAsMeeting the internal and also external needs for the effectiveness, efficiency, confidentiality, integrity, availability,compliance, and reliability that all style governance-related information, services, and also processesElements of an Effective architecture Governance StrategyArchitecture Governance and also Corporate Politics

There is a similarity in between enterprise architecture and also architecture in the physical world, in that politics has an importantrole to play in the accept of both architectures. In the real world, it is the twin politics the the environment and commerce,while in the people of enterprise design a factor to consider of corporate politics is critical.

An enterprise architecture imposed without appropriate political backing is bound to fail. In order come succeed, the enterprisearchitecture have to reflect the requirements of the organization. Enterprise architects, if they are not connected in the development ofbusiness strategy, must at least have actually a an essential understanding the it and also of the prevailing company issues facing theorganization. The may also be crucial for them come be affiliated in the device deployment process and to ultimately own theinvestment and product choice decisions emerging from the implementation the the an innovation Architecture.

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Key strategic Elements

There room three important aspects of architecture governance strategy the relate an especially to the acceptance and also success ofarchitecture in ~ the enterprise. If relevant and applicable in their own right except their duty in governance, andtherefore described separately, they also from one integral part of any kind of effective architecture governance strategy:

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